South East
The Company Based in the Northern Counties, my clients are a well established property services company and are recruiting for a Compliance Operations Manager who will head up a large team, whilst reporting into the Compliance Director. The Role As Compliance Operations Manager, you will be required to undertake various tasks, including: To manage and provide guidance to the Compliance Technical team in accordance with mcob and icob rules. Provide guidance to the business on actions required resulting from regulatory and legislative changes. Coordinate and manage the implementation of an effective Desk Based Monitoring Programme. Establish and approve the firms Financial Promotion policy. Production of mi and Reporting to cps Ltd Senior Management. The Person To be considered for this role, you will need to have previously worked in a similar capacity, providing technical support on mcob and icob rules. You will also have experience of implementing new monitoring
1 year, 5 month, 20 day, 10 hour ago reed.co.uk
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